March 11, 2010

Kenneth Persing

Kenneth Persing is Chief Compliance Officer at TAG. Ken brings over ten years of compliance experience, first working as an examiner at NASDR (now FINRA), then working in research, equities and compliance departments at Goldman Sachs & Co., Bear Stearns & Co., and China International Capital Corporation (Hong Kong) Ltd, respectively.

Mr. Persing earned a B.A. in Political Science and Economics from Whittier College and a J.D. from Fordham University School of Law. He holds the Series 3, 4, 7, 9, 10, 16, 24, 55, 63 and 65 licenses. Ken is currently registered with Telsey Capital Group LLC, a FINRA registered Broker Dealer.